Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TURQUOISE GLOBAL HOLDINGS LIMITED
FRN 525956
- Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2025)
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Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Material risk taker (since 28 Aug 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 28 Aug 2024)
- [FCA CF] Algorithmic trading (since 1 Aug 2023)
- [FCA CF] Client dealing (since 1 Aug 2023)
- [FCA CF] Manager of certification employee (1 Aug 2023 to 29 Feb 2024)
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- [FCA CF] Client dealing (17 Dec 2021 to 14 Apr 2023)
- [FCA CF] Material risk taker (1 Dec 2021 to 14 Apr 2023)
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- [FCA CF] Algorithmic trading (7 Sep 2016 to 30 Jun 2017)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Jun 2017)
- [FCA CF] Client dealing (7 Mar 2016 to 30 Jun 2017)
- CF30 Customer (1 Jul 2008 to 6 Mar 2016)
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- CF26 Customer Trading
- CF30 Customer (22 Jan 2008 to 20 Jun 2008)
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- CF21 Investment Adviser (2 Mar 2006 to 17 Jul 2006)
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- CF26 Customer Trading (12 Oct 2004 to 20 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.