Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 7 Dec 2023)
    • CF30 Customer (since 30 Oct 2023)
    • (1)Employed By (since 30 Oct 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 30 Nov 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (8 Aug 2017 to 1 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.