Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (25 Jun 2021 to 31 Oct 2022)
    • [FCA CF] Client dealing (14 Jul 2016 to 31 Oct 2022)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (20 Sep 2016 to 8 Oct 2019)
    • [FCA CF] Client dealing (14 Jul 2016 to 30 Jan 2020)

Recent activity

Updates to this individual's record on the FCA register.

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