Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AXA Investment Managers GS Limited
FRN 188523
- SMF3 Executive Director (since 14 Apr 2021)
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- SMF18 Other Overall Responsibility (14 Apr 2021 to 1 Jul 2025)
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- CF30 Customer (23 Jan 2009 to 6 Mar 2016)
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- CF21 Investment Adviser (1 May 2003 to 12 Jul 2005)
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- CF21 Investment Adviser (1 May 2003 to 12 Jul 2005)
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- CF21 Investment Adviser (1 May 2003 to 12 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.