Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BERNSTEIN AUTONOMOUS LLP (no longer approved here)

    FRN 500498

    • CF30 Customer (24 Apr 2014 to 17 Apr 2015)
    • CF4 Partner (24 Apr 2014 to 14 Jul 2015)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 15 Apr 2013)
    • CF21 Investment Adviser (13 May 2002 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 15 Apr 2013)
    • CF21 Investment Adviser (13 May 2002 to 31 Oct 2007)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.