Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (30 Jun 2008 to 29 Jun 2011)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 30 Jan 2008)
    • CF21 Investment Adviser (8 Oct 2003 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (8 Jul 2002 to 27 Mar 2003)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (8 Jul 2002 to 14 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.