Yangyang Hou

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Client dealing (since 14 Jun 2022)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (10 Jul 2009 to 19 Oct 2011)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF30 Customer (10 Jul 2009 to 19 Oct 2011)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (1 Nov 2007 to 29 May 2009)
- CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF22 Investment Adviser (Trainee) (20 Oct 2004 to 15 Jun 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.