Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 25 Nov 2021)
    • Director of firm who is not a certification employee or a SMF manager (since 25 Nov 2021)
    • CF1 Director (AR) (since 18 Nov 2021)
    • [FCA CF] Functions requiring qualifications (27 Apr 2022 to 1 Sep 2022)
    • CF30 Customer (25 Apr 2022 to 7 Jan 2025)
    • (1)Employed By (since 18 Nov 2021)
    • (1)Employed By (5 Mar 2013 to 27 Nov 2020)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (5 Mar 2013 to 27 Nov 2020)

Recent activity

Updates to this individual's record on the FCA register.

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