Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (21 Dec 2018 to 19 Oct 2020)
    • CF21 Investment Adviser (1 Dec 2001 to 25 Apr 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (26 Jul 2018 to 16 Feb 2021)
    • [FCA CF] Client dealing (26 Jan 2018 to 16 Feb 2021)
    • CF21 Investment Adviser (1 Dec 2001 to 25 Apr 2005)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 28 Feb 2010)
    • CF21 Investment Adviser (1 Jul 2005 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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