Yan Huo

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capula Investment Management LLP

    FRN 433422

    • [FCA CF] Client dealing (since 19 Jul 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (29 Apr 2022 to 8 Jul 2024)
    • SMF9 Chair of the Governing Body (29 Apr 2022 to 8 Jul 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (5 Sep 2005 to 10 Sep 2012)
    • CF4 Partner (5 Sep 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (5 Sep 2005 to 31 Oct 2007)
    • CF27 Investment Management (5 Sep 2005 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF16 Significant Mgt (Desgntd Investment Business) (18 Nov 2002 to 16 Mar 2004)
    • CF26 Customer Trading (6 Sep 2002 to 16 Mar 2004)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF16 Significant Mgt (Desgntd Investment Business) (18 Nov 2002 to 16 Mar 2004)
    • CF26 Customer Trading (6 Sep 2002 to 16 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.