Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (7 Mar 2016 to 1 Jul 2021)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 5 Mar 2021)
- CF30 Customer (1 Jan 2008 to 6 Mar 2016)
-
- CF21 Investment Adviser (14 Feb 2005 to 21 Feb 2005)
-
- CF21 Investment Adviser (14 Feb 2005 to 21 Feb 2005)
-
- CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.