Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RICHDALE BROKERS AND FINANCIAL SERVICES LTD.
FRN 769876
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Sep 2024)
- [FCA CF] Functions requiring qualifications (since 9 Sep 2024)
- CF1 Director (AR) (since 21 Aug 2024)
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Stern Finance Ltd
FRN 1012871
- (1)Employed By (since 21 Aug 2024)
Recent activity
Updates to this individual's record on the FCA register.
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