Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of China Limited London Branch (no longer approved here)

    FRN 170910

    • [FCA CF] Material risk taker (28 Apr 2021 to 1 Aug 2024)
    • [FCA CF] Manager of certification employee (1 Nov 2019 to 27 Apr 2021)
    • [FCA CF] Client dealing (1 Nov 2019 to 27 Apr 2021)
    • CF30 Customer (20 Oct 2015 to 6 Mar 2016)
  • BANK OF CHINA (UK) LIMITED (no longer approved here)

    FRN 467410

    • [FCA CF] Material risk taker (28 Apr 2021 to 1 Aug 2024)
    • [FCA CF] Client dealing (1 Nov 2019 to 27 Apr 2021)
    • [FCA CF] Manager of certification employee (1 Nov 2019 to 27 Apr 2021)

Recent activity

Updates to this individual's record on the FCA register.

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