Xiao Mu Ge

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 9 Apr 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • Isabelle Ge

    FRN 919983

    • (1)Employed By (since 9 Apr 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (19 Nov 2007 to 20 May 2009)
    • CF30 Customer (1 Nov 2007 to 25 Apr 2008)
    • CF22 Investment Adviser (Trainee) (15 Jun 2007 to 31 Oct 2007)
  • Riversure Limited (no longer approved here)

    FRN 304301

    • CF28 Systems and controls (1 Nov 2007 to 21 Nov 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.