Xiao LU

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Qube Research & Technologies Limited
FRN 725798
- [FCA CF] Algorithmic trading (since 29 May 2025)
- [FCA CF] Client dealing (since 29 May 2025)
Point72 Europe (London) LLP (no longer approved here)
FRN 976744
- [FCA CF] Client dealing (9 Jan 2023 to 3 Feb 2024)
Balyasny Asset Management (UK) LLP (no longer approved here)
FRN 403302
- CF30 Customer (30 Aug 2017 to 12 Jun 2019)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (14 Nov 2012 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.