Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oppenheimer Europe Ltd. (no longer approved here)

    FRN 483856

    • CF29 Significant management (29 Jan 2015 to 10 Jul 2018)
    • CF30 Customer (28 Aug 2013 to 10 Jul 2018)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF30 Customer (1 Nov 2007 to 28 Aug 2013)
    • CF23 Corporate Finance Adviser (19 Sep 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 10 Oct 2006)
  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • CF21 Investment Adviser (10 Nov 2006 to 3 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.