Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 12 Sep 2008)
    • CF21 Investment Adviser (2 Mar 2006 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (4 Feb 2003 to 18 Nov 2005)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (1 Dec 2001 to 15 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.