Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF30 Customer (since 3 Apr 2024)
    • (9)Employed By (since 3 Apr 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (31 May 2016 to 12 Aug 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 27 Jun 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 27 Jun 2022)
    • CF30 Customer (29 Nov 2010 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Jul 2002 to 6 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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