Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (30 Jul 2019 to 11 Jun 2020)
    • [PRA CF] Significant risk taker or Material risk taker (30 Jul 2019 to 11 Jun 2020)
    • [PRA CF] Managing a material risk taker (5 Oct 2018 to 8 Jan 2019)
    • [FCA CF] Manager of certification employee (11 Jan 2018 to 15 Aug 2018)
    • CF21 Investment Adviser (12 Jun 2003 to 4 Jul 2006)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (30 Jul 2019 to 11 Jun 2020)
    • [FCA CF] Manager of certification employee (6 Jul 2018 to 15 Aug 2018)
    • [PRA CF] Managing a material risk taker (6 Jul 2018 to 15 Aug 2018)

Recent activity

Updates to this individual's record on the FCA register.

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