Wouter Jan Van Der Gaag

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tifosy Limited (no longer approved here)
FRN 717605
- CF10 Compliance Oversight (1 Sep 2016 to 9 Jun 2017)
- CF11 Money Laundering Reporting (1 Sep 2016 to 9 Jun 2017)
- CF30 Customer (1 Sep 2016 to 9 Jun 2017)
KROLL SECURITIES LTD. (no longer approved here)
FRN 466588
- CF30 Customer (21 Mar 2016 to 1 Sep 2016)
Tifosy Limited (no longer approved here)
FRN 738981
- Employed By (21 Mar 2016 to 30 Aug 2016)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (1 Jan 2013 to 30 Apr 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.