Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF28 Systems and controls (1 Nov 2007 to 14 Sep 2009)
- CF30 Customer (1 Nov 2007 to 9 Jun 2009)
- CF13 Finance (19 Sep 2005 to 31 Oct 2007)
- CF10 Compliance Oversight (19 Sep 2005 to 14 Sep 2009)
- CF11 Money Laundering Reporting (18 May 2005 to 9 Jun 2009)
- CF21 Investment Adviser (13 Dec 2004 to 31 Oct 2007)
- CF26 Customer Trading (13 Dec 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.