Wissam Wazen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Forte Securities Limited (no longer approved here)

    FRN 478424

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
    • CF30 Customer (1 Oct 2013 to 8 Dec 2019)
  • Kyte Broking Limited (no longer approved here)

    FRN 174863

    • CF30 Customer (3 Feb 2010 to 30 Mar 2010)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (2 Jun 2008 to 17 Feb 2009)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 7 Mar 2008)
    • CF21 Investment Adviser (16 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.