Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • CF4 Partner (7 May 2019 to 9 Dec 2019)
    • CF30 Customer (4 Nov 2017 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (7 Mar 2016 to 2 Mar 2017)
    • [FCA CF] Client dealing (7 Mar 2016 to 2 Mar 2017)
    • CF30 Customer (9 Sep 2010 to 6 Mar 2016)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF30 Customer (1 Nov 2007 to 8 Sep 2008)
    • CF26 Customer Trading (16 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.