Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
In2Equity Ltd
FRN 723098
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF16 Compliance Oversight (since 12 Jan 2022)
- Responsibility for MCD Intermediation (since 12 Jan 2022)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (3 May 2016 to 30 Sep 2018)
- CF1 Director (3 May 2016 to 8 Dec 2019)
-
- CF1 Director (AR) (22 Apr 2022 to 5 May 2022)
-
- Employed By (10 May 2007 to 7 Sep 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.