Wing-Kuang Lau

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Jul 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 13 Jul 2024)
    • CF30 Customer (25 Oct 2016 to 8 Dec 2019)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 13 Jul 2024)
    • [FCA CF] Material risk taker (10 Dec 2018 to 13 Jul 2024)
    • [FCA CF] Client dealing (10 Dec 2018 to 13 Jul 2024)
    • CF30 Customer (25 Oct 2016 to 9 Dec 2018)
  • HTB LEASING & FINANCE LTD (no longer approved here)

    FRN 165116

    • [FCA CF] Functions requiring qualifications (7 Mar 2017 to 28 Feb 2022)
    • [FCA CF] Client dealing (7 Mar 2017 to 28 Feb 2022)
    • [FCA CF] Material risk taker (7 Mar 2017 to 28 Feb 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.