Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • Director of firm who is not a certification employee or a SMF manager (15 Dec 2022 to 26 Apr 2023)
    • SMF10 Chair of the Risk Committee (23 Jun 2020 to 11 Aug 2022)
    • SMF12 Chair of the Remuneration Committee (16 Oct 2017 to 15 Dec 2022)
    • SMF13 Chair of the Nominations Committee (26 Sep 2016 to 15 Jun 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • SMF12 Chair of the Remuneration Committee (16 Oct 2017 to 15 Dec 2022)
    • SMF9 Chair of the Governing Body (7 Mar 2016 to 2 Dec 2022)
    • CF2 Non Executive Director (11 Jul 2014 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF2 Non Executive Director (11 Jul 2014 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF2 Non Executive Director (19 Aug 2009 to 3 Apr 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF2 Non Executive Director (19 Aug 2009 to 3 Apr 2014)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 12 Sep 2009)
    • CF2 Non Executive Director (28 Jun 2002 to 12 Sep 2009)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.