Wilton Fry

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Iguana Investments Ltd
FRN 927463
- [FCA CF] Client dealing (since 27 Nov 2020)
- SMF16 Compliance Oversight (since 1 Oct 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Oct 2020)
- [FCA CF] Material risk taker (27 Nov 2020 to 1 Jan 2022)
Privium Fund Management (UK) Limited (no longer approved here)
FRN 471186
- CF30 Customer (11 Feb 2020 to 29 Sep 2020)
RBC Europe Limited (no longer approved here)
FRN 124543
- [FCA CF] Client dealing (7 Mar 2017 to 2 Apr 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.