Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (20 Jan 2003 to 23 Jan 2004)
    • CF1 Director (AR) (22 Jul 2002 to 18 Feb 2005)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 20 Jan 2003)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (20 Jan 2003 to 23 Jan 2004)
    • CF1 Director (AR) (22 Jul 2002 to 18 Feb 2005)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 20 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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