William Wan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AURA HEXAA LLP

    FRN 537080

    • [FCA CF] Client dealing (since 3 Oct 2025)
  • Marex Spectron International Limited (no longer approved here)

    FRN 193027

    • [FCA CF] Client dealing (14 Mar 2023 to 31 Oct 2023)
  • Marex Financial (no longer approved here)

    FRN 442767

    • [FCA CF] Client dealing (14 Mar 2023 to 31 Oct 2023)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (21 Nov 2019 to 30 Sep 2021)
  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • [FCA CF] Client dealing (7 Mar 2016 to 18 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (30 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.