William Thornton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BNY XBK (UK) Limited (no longer approved here)

    FRN 188432

    • [FCA CF] Material risk taker (7 Dec 2020 to 28 Sep 2021)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • Appointed representative dealing with clients for which they require qualification (1 May 2019 to 26 Oct 2023)
    • [FCA CF] Manager of certification employee (1 May 2019 to 8 Dec 2020)
    • [FCA CF] Material risk taker (1 May 2019 to 12 Feb 2021)
    • [PRA CF] Significant risk taker or Material risk taker (1 May 2019 to 26 Oct 2023)

Recent activity

Updates to this individual's record on the FCA register.

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