William Thomas Jennings

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cooperatieve Rabobank U.A. (no longer approved here)
FRN 171596
- SMF19 Head of Overseas Branch/Head of Overseas (15 Jun 2021 to 31 Jul 2024)
- SMF21 EEA Branch Senior Manager (EBSM) (27 May 2016 to 15 Jun 2021)
National Australia Bank Limited (no longer approved here)
FRN 141309
- CF21 Investment Adviser (5 Sep 2005 to 4 Jul 2007)
- CF26 Customer Trading (5 Sep 2005 to 4 Jul 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.