William Sweeney

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TP ICAP Markets Limited
FRN 124520
- [FCA CF] Client dealing (since 2 Jun 2025)
- [FCA CF] Client dealing (1 Jun 2022 to 1 Jun 2024)
TP ICAP Broking Limited
FRN 154234
- [FCA CF] Client dealing (since 1 Aug 2022)
TP ICAP (Europe) SA, London Branch (no longer approved here)
FRN 992143
- [FCA CF] Client dealing (8 Apr 2024 to 2 Jun 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.