Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 8 May 2023)
    • [FCA CF] Client dealing (since 8 May 2023)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Apr 2023)
    • CF30 Customer (14 May 2010 to 8 Dec 2019)
  • Loughtons Limited (2320) (no longer approved here)

    FRN 181013

    • (5)Employed By (4 Feb 1999 to 30 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.