Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • [FCA CF] Client dealing (1 Sep 2021 to 1 Sep 2022)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • [FCA CF] Client dealing (1 Sep 2021 to 1 Sep 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 18 May 2009)
    • CF21 Investment Adviser (12 Aug 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Apr 2004 to 12 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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