William Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J & E Davy (UK) Limited (no longer approved here)

    FRN 172140

    • [FCA CF] Client dealing (1 Jul 2022 to 21 May 2025)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Material risk taker (1 Jan 2021 to 8 Jul 2021)
    • [FCA CF] Client dealing (7 Mar 2017 to 8 Jul 2021)
    • CF30 Customer (9 Nov 2015 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (9 Nov 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.