William Scott McNeice

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Financial Professionals (NI) Ltd (no longer approved here)

    FRN 517098

    • SMF16 Compliance Oversight (9 Dec 2019 to 25 Jul 2022)
    • SMF3 Executive Director (9 Dec 2019 to 25 Jul 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 25 Jul 2022)
    • Responsibility for MCD Intermediation (20 Mar 2018 to 28 Apr 2020)
    • Responsible for Insurance Mediation (5 Jul 2010 to 30 Sep 2018)
    • CF10 Compliance Oversight (5 Jul 2010 to 8 Dec 2019)
    • CF30 Customer (5 Jul 2010 to 8 Dec 2019)
    • CF1 Director (5 Jul 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.