Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wellington Management International Limited
FRN 208573
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Jan 2025)
- CF30 Customer (28 Jul 2014 to 8 Dec 2019)
- CF22 Investment Adviser (Trainee) (19 Mar 2004 to 16 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.