Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2023)
    • CF3 Chief Executive (AR) (10 May 2016 to 31 Mar 2021)
    • CF1 Director (AR) (15 Mar 2013 to 31 Mar 2023)
    • CF30 Customer (27 Feb 2012 to 31 Mar 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.