Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 2 Sep 2024)
    • Appointed representative dealing with clients for which they require qualification (since 1 Feb 2023)
    • (3)Employed By (since 2 Sep 2024)
  • Connells Limited (no longer approved here)

    FRN 302221

    • [FCA CF] Functions requiring qualifications (10 Oct 2022 to 5 Dec 2022)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.