Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (8 Apr 2013 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (2 Jul 2009 to 27 Aug 2009)
    • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
  • Weston Financial Management Ltd (no longer approved here)

    FRN 502949

    • Employed By (2 Jul 2009 to 27 Aug 2009)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (19 Feb 2009 to 25 Jun 2009)
  • Weston Financial Partnership Ltd (no longer approved here)

    FRN 456913

    • Employed By (1 Mar 2007 to 22 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

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