William Ransom

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Stifel Nicolaus Europe Limited
FRN 190412
- [FCA CF] Client dealing (since 24 Mar 2025)
WG Partners LLP (no longer approved here)
FRN 595861
- SMF27 Partner (16 Dec 2024 to 31 Jan 2025)
Goodbody Stockbrokers Unlimited Company (no longer approved here)
FRN 977643
- [FCA CF] Client dealing (19 Jul 2023 to 28 Oct 2024)
Investec Bank PLC (no longer approved here)
FRN 172330
- [FCA CF] Client dealing (15 Jan 2020 to 31 Oct 2022)
SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)
FRN 453676
- CF30 Customer (23 Sep 2013 to 8 Dec 2019)
ING Bank N.V. (no longer approved here)
FRN 124940
- CF21 Investment Adviser (7 Oct 2004 to 21 May 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.