William Ralph Riley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Guinness Atkinson Asset Management, Inc

    FRN 223051

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (8 Feb 2008 to 8 Dec 2019)
  • GUINNESS ASSET MANAGEMENT LIMITED

    FRN 223077

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (8 Feb 2008 to 8 Dec 2019)
  • Guinness Capital Management Limited (no longer approved here)

    FRN 514988

    • CF30 Customer (1 Apr 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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