William Ralph Brookes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mortgage Advice Bureau Limited (no longer approved here)
FRN 455545
- CF1 Director (AR) (4 Aug 2009 to 29 Nov 2022)
Mortgage Advice Bureau (Derby) Limited (no longer approved here)
FRN 466154
- CF1 Director (AR) (4 Aug 2009 to 29 Nov 2022)
Barbon Insurance Group Limited (no longer approved here)
FRN 308724
- CF1 Director (AR) (3 May 2008 to 26 May 2009)
- CF4 Partner (AR) (14 Jan 2005 to 2 May 2008)
Openwork Limited (no longer approved here)
FRN 408285
- CF1 Director (AR) (1 Jun 2005 to 16 Dec 2014)
Midland Life & Mortgage Corporation Ltd (no longer approved here)
FRN 194923
- (1)Employed By (9 Dec 1999 to 29 Jan 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.