Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
- [FCA CF] Client dealing (since 4 Nov 2024)
- [FCA CF] Manager of certification employee (4 Nov 2024 to 1 Jan 2026)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (26 Jan 2006 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (8 Feb 2002 to 10 Apr 2002)
- CF21 Investment Adviser (8 Feb 2002 to 21 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.