William Pinder

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Trafford & Houghton Financial Planning Ltd

    FRN 481315

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 15 Oct 2020)
    • [FCA CF] Client dealing (since 15 Oct 2020)
    • CF30 Customer (29 Apr 2009 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 1 Jun 2009)
    • CF21 Investment Adviser (28 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 May 2006 to 28 Jun 2007)
  • Elementum Ltd (no longer approved here)

    FRN 191392

    • Employed By (17 May 2006 to 1 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

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