William Peaty

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG

    FRN 150018

    • [FCA CF] Client dealing (since 30 Sep 2024)
    • [FCA CF] Manager of certification employee (since 30 Sep 2024)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (5 Jul 2019 to 16 Sep 2024)
    • [FCA CF] Manager of certification employee (14 Jan 2019 to 16 Sep 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 16 Sep 2024)
    • CF30 Customer (15 Aug 2011 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (5 Jul 2019 to 16 Sep 2024)
    • [FCA CF] Manager of certification employee (14 Jan 2019 to 16 Sep 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 16 Sep 2024)
    • CF30 Customer (15 Aug 2011 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (28 Apr 2010 to 12 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.