William Paul Trossell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited

    FRN 190412

    • [FCA CF] Manager of certification employee (since 9 Jan 2025)
    • [FCA CF] Client dealing (since 9 Jan 2025)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • [FCA CF] Manager of certification employee (16 Mar 2018 to 30 Aug 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 31 Dec 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Aug 2024)
    • CF30 Customer (6 Dec 2011 to 6 Mar 2016)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (25 Jun 2010 to 1 Sep 2011)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (22 Mar 2010 to 14 May 2010)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF30 Customer (1 Nov 2007 to 19 May 2009)
    • CF21 Investment Adviser (6 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.