William Orenstein

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TITAN WEALTH PLANNING LTD

    FRN 574458

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 4 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 4 Feb 2025)
  • Wigmore Associates Wealth Management Ltd

    FRN 616455

    • (14)14. Managing investments
    • (21)2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • (20)4. Giving personal recommendations on retail investment products which are not broker funds
    • (15)[FCA CF] Client dealing (9 Dec 2020 to 31 Mar 2026)
    • (19)[FCA CF] Proprietary trader (9 Dec 2020 to 31 Mar 2026)
    • (17)[FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 Mar 2026)
    • (16)[FCA CF] Material risk taker (9 Dec 2020 to 31 Mar 2026)
    • (9)SMF3 Executive Director (9 Dec 2019 to 31 Mar 2026)
    • (7)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2026)
    • (8)SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2026)
    • (5)Responsible for Insurance Distribution (1 Oct 2018 to 31 Mar 2026)
    • (4)Responsibility for MCD Intermediation (27 Sep 2017 to 31 Mar 2026)
    • (18)CF1 Director (1 Jul 2014 to 8 Dec 2019)
    • (11)CF11 Money Laundering Reporting (1 Jul 2014 to 8 Dec 2019)
    • (10)CF30 Customer (1 Jul 2014 to 8 Dec 2019)
    • (6)Responsible for Insurance Mediation (1 Jul 2014 to 30 Sep 2018)
    • (12)CF10 Compliance Oversight (1 Jul 2014 to 8 Dec 2019)
    • (13)CF8 Apportionment and Oversight (1 Jul 2014 to 8 Dec 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF1 Director (AR) (19 Apr 2012 to 29 Sep 2017)
    • CF30 Customer (1 Nov 2007 to 29 Sep 2017)
    • CF21 Investment Adviser (27 May 2002 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
  • Wigmore Associates Ltd (no longer approved here)

    FRN 192236

    • Employed By (6 Jan 2000 to 29 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Client dealing at Wigmore Associates Wealth Management Ltd

  2. controlled function removed: [FCA CF] Proprietary trader at Wigmore Associates Wealth Management Ltd

  3. controlled function added: (4)Responsibility for MCD Intermediation at Wigmore Associates Wealth Management Ltd

  4. controlled function added: (5)Responsible for Insurance Distribution at Wigmore Associates Wealth Management Ltd

  5. controlled function added: (6)Responsible for Insurance Mediation at Wigmore Associates Wealth Management Ltd

  6. controlled function added: (7)SMF17 Money Laundering Reporting Officer (MLRO) at Wigmore Associates Wealth Management Ltd

  7. controlled function added: (8)SMF16 Compliance Oversight at Wigmore Associates Wealth Management Ltd

  8. controlled function added: (9)SMF3 Executive Director at Wigmore Associates Wealth Management Ltd

  9. controlled function added: (10)CF30 Customer at Wigmore Associates Wealth Management Ltd

  10. controlled function added: (11)CF11 Money Laundering Reporting at Wigmore Associates Wealth Management Ltd

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