William O Brien

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International Bank

    FRN 124659

    • [FCA CF] Client dealing (since 6 Nov 2017)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2022 to 31 Dec 2022)
  • Goldman Sachs International

    FRN 142888

    • [FCA CF] Client dealing (since 6 Nov 2017)
  • Natixis (no longer approved here)

    FRN 206092

    • CF30 Customer (11 Feb 2015 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 15 Oct 2014)
    • CF21 Investment Adviser (1 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.