William Nigel Stuart Blake

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • R C Brown Investment Management Plc

    FRN 146002

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 4 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 4 Mar 2025)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 3 May 2024)
    • [FCA CF] Client dealing (1 Oct 2020 to 3 May 2024)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 3 May 2024)
    • CF30 Customer (24 Jun 2010 to 8 Dec 2019)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF24 Pension Transfer Specialist (2 May 2007 to 28 Sep 2007)
    • CF27 Investment Management (23 Feb 2007 to 28 Sep 2007)
    • CF21 Investment Adviser (5 Dec 2006 to 28 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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